Goldbloom Wealth Management, LLC
2022 Five Star Professional

Goldbloom Wealth Management did not pay compensation to the award sponsor to be considered for the award. The award survey was created by 5 Star and does not evaluate the quality of services provided to client. Moreover, there is no independent review of each client’s satisfaction and therefore the potential exists that the firm may have had unfavorable ratings from certain of its clients. Positive rankings are not indicative of future performance or rankings. The award is for the perceived client experience (using defined criteria posted below) and is based upon an investment adviser:

1. Being credentialed as an investment adviser representative, a FINRA-registered representative, a CPA or a licensed attorney.
2. Actively employed as a credentialed professional in the financial services industry for a minimum of five years.
3. That has a favorable regulatory and complaint history review defined as, the person cannot have (1) been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; (2) had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or Five Star Professional’s consumer complaint process; (3) individually contributed to a financial settlement of a customer complaint filed with a regulatory authority; (4) filed for bankruptcy; or (5) been convicted of a felony.
4. Has fulfilled their firm review based on internal firm standards.
5. Is currently accepting new clients.

The evaluation criteria considered the following attributes necessary for investment advisers to be eligible for the award:

1. One-year client retention rate.
2. Five-year client retention rate.
3. Non-institutional discretionary and/or non-discretionary client assets administered.
4. Number of client households served.
5. Education and professional designations.